Best Investors Account Sign in
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 1999-11-17
  • MO RA
    APPROVED
    Since 1999-11-17

Branch Locations

Grover, MO • United States

16020 Swingley Ridge Rd Suite 240, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Chesterfield MO 10/1995 Present
Financial Legacy Associates, Llc Chesterfield MO 08/2003 Present
  • 10/1995 → Present
    Chesterfield, MO
  • 08/2003 → Present
    Financial Legacy Associates, Llc
    Chesterfield, MO
Previous Registrations
  • 2004-01-07 → 2022-12-22
    Financial Legacy Associates
    Chesterfield, MO
Other Businesses

1. FINANCIAL LEGACY ASSOCIATES DBA, OWNER, OFFER LIFE & HEALTH INSURANCE PRODUCTS, INVESTMENT RELATED, 16050 SWINGLEY RIDGE ROAD SUITE 100, CHESTERFIELD MO 63017. SINCE 1987, SPEND 5-10 HRS/MTH, 5-10 HRS/DST HRS. THESE INSURANCE PRODUCTS ARE OFFERED ALONG WITH INVESTMENT ADVISORY SERVICES TO NEW AND EXISTING CLIENTS AT THE SAME BUSINESS ADDRESS AS MY INVESTMENT SERVICES. 2. MUSICIAN, SOLE PROPRIETORSHIP, 16504 SPINNAKER WAY, GROVER MISSOURI 63040, SINCE 1986, SPEND 2-6 HRS/MTH NON DURING TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-21
S63 Uniform Securities Agent State Law Examination 1984-11-03
  • S65 Uniform Investment Adviser Law Examination
    2000-11-21
  • S63 Uniform Securities Agent State Law Examination
    1984-11-03

View on SEC IAPD

More in Grover, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor