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Bernard Edward Ownby

Ubs Financial Services Inc.

Nashville, TN

Nashville, TN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2015-10-29
  • TN RA
    APPROVED
    Since 2015-10-29

Branch Locations

Nashville, TN • United States

315 Deadrick Street 16Th Floor, Nashville, TN 37238 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Nashville TN 06/2015 Present
Previous Registrations
  • 2004-01-23 → 2012-02-21
    Td Ameritrade, Inc.
    Brentwood, TN
    Nashville, TN
  • 2006-05-17 → 2012-02-21
    Td Ameritrade Investment Management, Llc
    Brentwood, TN
Other Businesses

Ed Ownby / 917 Whiteheath Ct Nashville,TN 37221 / No/ Privately Held / USD / No / No / / Start Date 12/12/2012 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-29
S63 Uniform Securities Agent State Law Examination 1987-12-14
  • S66 Uniform Combined State Law Examination
    2015-10-29
  • S63 Uniform Securities Agent State Law Examination
    1987-12-14
Other Names
  • Eddie Ownby
  • Ed Ownby
  • Eddie Ownby
  • Bernard Edward Ownby
  • Bernard Edward Ownby

View on SEC IAPD

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