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Sheila Jean Lindsay

Scs

Bellevue, WA

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Current Employers
Scs

10900 Ne 8Th Street 15Th Floor - Suite 1550, Bellevue, WA 98004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-18
WA RA APPROVED 2022-08-18
  • TX RA
    APPROVED
    Since 2022-08-18
  • WA RA
    APPROVED
    Since 2022-08-18

Branch Locations

10900 Ne 8Th Street 15Th Floor - Suite 1550, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kms Financial Services, Llc Seattle WA 04/2018 11/2020
Retired Bellevue WA 07/2017 04/2018
Fidelity Brokerage Services Llc Westlake TX 01/2014 06/2017
Securities America, Inc Seattle WA 11/2020 01/2021
Unemployed Bellevue WA 01/2021 04/2022
Bensler Llc - Dba: Scs Bellevue WA 04/2022 08/2022
Lpl Financial Llc Bellevue WA 04/2022 Present
Scs Bellevue WA 08/2022 Present
  • 04/2018 → 11/2020
    Kms Financial Services, Llc
    Seattle, WA
  • 07/2017 → 04/2018
    Retired
    Bellevue, WA
  • 01/2014 → 06/2017
    Fidelity Brokerage Services Llc
    Westlake, TX
  • 11/2020 → 01/2021
    Securities America, Inc
    Seattle, WA
  • 01/2021 → 04/2022
    Unemployed
    Bellevue, WA
  • 04/2022 → 08/2022
    Bensler Llc - Dba: Scs
    Bellevue, WA
  • 04/2022 → Present
    Lpl Financial Llc
    Bellevue, WA
  • 08/2022 → Present
    Bellevue, WA
Other Businesses

1. 08/29/2022 - SCS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 04/18/2022 - 160 Hours Per Month/8 Hours During Securities Trading. 2. 08/29/2022 - NorthwestSCS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 04/18/2022 - 160 Hours Per Month/8 Hours During Securities Trading. 3. 08/31/2022 - SCS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 04/18/2022 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through SCS an independent investment advisor firm. I started this business activity in 04/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-09
S63 Uniform Securities Agent State Law Examination 1985-04-02
  • S66 Uniform Combined State Law Examination
    2022-07-09
  • S63 Uniform Securities Agent State Law Examination
    1985-04-02
Other Names
  • Sheila Jean Lindsay
  • Sheila Lindsay
  • Sheila J. Lindsay
  • Sheila J Lindsay

View on SEC IAPD

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