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Paul Whitney Davis

Arax Advisory Partners

Monument, CO

New York, NY

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Current Employers
Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2005-04-11
  • CO RA
    APPROVED
    Since 2005-04-11

Branch Locations

Monument, CO • United States

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Srs Capital Advisors, Inc. Denver CO 05/2005 Present
  • 05/2005 → Present
    Srs Capital Advisors, Inc.
    Denver, CO
Previous Registrations
  • 1999-01-01 → 2005-12-19
    Paul Whitney Davis
    Monument, CO
Other Businesses

AS A SOLE PROPRIETOR, I SOMETIMES PROVIDE INSURANCE AND ANNUITY PRODUCTS WHEN APPROPRIATE TO MY CLIENTS AND MAY RECEIVE COMMISSION AS AN INDEPENDENT CONTRACTOR UPON SALES OF SUCH PRODUCTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-03-07
S63 Uniform Securities Agent State Law Examination 1992-09-09
  • S65 Uniform Investment Adviser Law Examination
    2011-03-07
  • S63 Uniform Securities Agent State Law Examination
    1992-09-09
Other Names
  • Paul Whitney Davis

View on SEC IAPD

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