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Edward Sorkin

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jupiter, FL

Palm Beach Gardens, FL

Fenwick Island, DE

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-03-06
DE RA APPROVED 2017-11-02
MD RA APPROVED 2008-10-31
TX RA APPROVED 2008-10-31
  • FL RA
    APPROVED
    Since 2018-03-06
  • DE RA
    APPROVED
    Since 2017-11-02
  • MD RA
    APPROVED
    Since 2008-10-31
  • TX RA
    APPROVED
    Since 2008-10-31

Branch Locations

Jupiter, FL • United States

3507 Kyoto Gardens Dr, Palm Beach Gardens, FL 33410 • United States

Fenwick Island, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bethesda MD 10/2008 Present
Bank Of America, N.A. Bethesda MD 06/2011 Present
Previous Registrations
  • 2007-04-02 → 2008-11-03
    Morgan Stanley & Co. Llc
    Potomac, MD
  • 1999-02-12 → 2007-04-02
    Morgan Stanley Dw Inc.
    Potomac, MD
    Potomac, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-12-10
S63 Uniform Securities Agent State Law Examination 1984-12-28
  • S65 Uniform Investment Adviser Law Examination
    1991-12-10
  • S63 Uniform Securities Agent State Law Examination
    1984-12-28

View on SEC IAPD

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