Alan Dale Gammel

Current Employers

Horizons Sustainable Financial Services, Inc.

535 Cerrillos Road Suite A2, Santa Fe, NM 87501 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2021-06-07

WA RA
APPROVED

Since 2021-06-07

Branch Locations

Puyallup, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Affirmative Financial Network Llc	Colorado Springs	CO	09/2010	07/2020
Horizons Sustainable Financial Services, Inc	Santa Fe	NM	07/2020	Present

09/2010 → 07/2020

First Affirmative Financial Network Llc

Colorado Springs, CO
07/2020 → Present

Horizons Sustainable Financial Services, Inc

Santa Fe, NM

Previous Registrations

2010-10-01 → 2020-09-15

First Affirmative Financial Network Llc

Tacoma, WA
2004-07-02 → 2010-09-30

Summit Capital Advisors

Tacoma, WA
2000-07-13 → 2004-06-30

Kms Financial Services, Inc.

Tacoma, WA

Other Businesses

CITIGROUP/PRIMERICA 1986 TO PRESENT, PRIMERICA FINANCIAL SERVICES UNIVERSITY INSTRUCTOR FOR INSURANCE PRE-LICENSING ON WEEKENDS. (SEE EMPLOYMENT HISTORY) THIS DOES NOT COVER ANY TRADING HOURS. I AM A PRT-TIME EMPLOYEE.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-06-30
S63	Uniform Securities Agent State Law Examination	1984-11-06

S66 Uniform Combined State Law Examination

2000-06-30
S63 Uniform Securities Agent State Law Examination

1984-11-06

Designations

View on SEC IAPD