Nina Jeanne Rose

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2023-10-03

Branch Locations

Kirkland, WA • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Coldstream Wealth Management	Bellevue	WA	12/2014	05/2022
Coldstream Securities, Inc.	Bellevue	WA	12/2014	05/2022
Tiaa	Bellevue	WA	08/2022	04/2023
Tiaa-Cref Individual & Institutional Services, Llc	Bellevue	WA	08/2022	04/2023
The Clarius Group, Llc	Seattle	WA	05/2023	09/2023
Tiaa	Bellevue	WA	09/2023	Present
Tiaa-Cref Individual & Institutional Services, Llc	Bellevue	WA	09/2023	Present

12/2014 → 05/2022

Coldstream Wealth Management

Bellevue, WA
12/2014 → 05/2022

Coldstream Securities, Inc.

Bellevue, WA
08/2022 → 04/2023

Tiaa

Bellevue, WA
08/2022 → 04/2023

Tiaa-Cref Individual & Institutional Services, Llc

Bellevue, WA
05/2023 → 09/2023

The Clarius Group, Llc

Seattle, WA
09/2023 → Present

Tiaa

Bellevue, WA
09/2023 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Bellevue, WA

2023-05-12 → 2023-09-07

The Clarius Group, Llc

Seattle, WA
2022-08-22 → 2023-04-20

Tiaa-Cref Individual & Institutional Services, Llc

Bellevue, WA
2014-12-03 → 2022-05-02

Coldstream Wealth Management

Bellevue, WA
2008-05-13 → 2014-11-12

Charles Schwab & Co., Inc.

Seattle, WA

Phoenix, AZ
2012-01-03 → 2012-12-11

Schwab Wealth Advisory, Inc.

Phoenix, AZ
2008-01-01 → 2008-05-01

Wells Fargo Clearing Services, Llc

Seattle, WA
2006-10-23 → 2008-01-01

A. G. Edwards & Sons, Inc.

Seattle, WA

St. Louis, MO

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-10-21

Other Firms