Scott Douglas Phillips

Current Employers

Employment History

• 01/1980 → Present
  Phillips Financial
  Salt Lake City, UT
• 01/2007 → Present
  Centaurus Financial, Inc.
  Orange, CA

Previous Registrations

• 2004-06-04 → 2004-08-17
  Stuart Investment Advisory Corp.
  Norcross, GA
• 2004-01-01 → 2004-06-01
  Voya Financial Advisors, Inc.
  Des Moines, IA
• 2002-09-19 → 2004-01-01
  Locust Street Securities, Inc.
  Salt Lake City, UT
• 2001-03-01 → 2002-08-30
  Vestax Securities Corporation
  Salt Lake City, UT

Other Businesses

1. ESTATE PLANNING TEAM, NON-INVESTMENT RELATED, 45110 CLUB DRIVE, SUITE B, INDIAN WELLS, CA 92210, MARKETING THE DEFERRED SALES TRUST TO POTENTIAL CLIENTS, MEMBER, SINCE 3/5/2017, DEVOTED TIME IS 8 HOURS A MONTH. 2. SCOTT D. PHILLIPS INDIVIDUALLY, OWNER, SINCE 12/1/2000, SALT LAKE CITY, UT 84106, PROVIDE CASH FLOW PLANNING, FIND EQUIPMENT LEASING AND WORKING CAPITAL FINANCING, REVIEW BANK ACCOUNTS DAILY, PROVIDE SOUNDING BOARD FOR EXPANSION, NEGOTIATE LEASES, BUSINESS TAX PLANNING, EMPLOYEE BENEFIT PLANNING, RETIREMENT PLANNING, BUY/SELL PLANNING, AND BUSINESS SUCCESSION PLANNING, DEVOTED TIME IS 15 HRS A MONTH, NON-INVESTMENT RELATED. 3. SCOTT D. PHILLIPS INDIVIDUALLY, OWNER, SINCE 9/12/1975, SALT LAKE CITY, UT 84106, PROVIDE OUTSIDE INSURANCE SERVICES FOR GROUP DI, AND LIFE AND INDIVIDUAL AND GROUP MEDICAL AND DENTAL INSURANCE, DEVOTED TIME IS 2 HRS A MONTH, NON-INVESTMENT RELATED. 4. TEAM BASED MODEL CONSULTANT POSITION: Team Based Model Consultant NATURE: Through a network of various specialized professionals, I advise individuals and business owners on reducing business risks and expenses. I also form strategic alliances with tax professionals, who, in their capacity as such, help these individuals and business owners with tax reduction strategies. I may receive a portion of the fees paid to these professionals. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 8 START DATE: 01/18/2023 ADDRESS: Salt Lake City UT 84106, United States DESCRIPTION: Through a network of various specialized professionals, I advise individuals and business owners on reducing business risks and expenses. I also form strategic alliances with tax professionals, who, in their capacity as such, help these individuals and business owners with tax reduction strategies. I may receive a portion of the fees paid to these professionals. 5. SDP PERSONALIZED PLANNING POSITION: Financial Advisor & Team Based Model Consultant NATURE: DBA for branding purposes INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/27/2020 ADDRESS: 2245 S Preston St., Salt Lake City UT 84106, United States DESCRIPTION: DBA for branding purposes 6. PHILLIPS FINANCIAL GROUP, INC. POSITION: Team Based Model Consultant NATURE: Through a network of various specialized professionals, I advise individuals and business owners on reducing business risks and expenses. I also form strategic alliances with tax professionals, who, in their capacity as such, help these individuals and business owners with tax reduction strategies. I may receive a portion of the fees paid to these professionals. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 8 START DATE: 01/18/2023 ADDRESS: Salt Lake City UT 84106, United States DESCRIPTION: Through a network of various specialized professionals, I advise individuals and business owners on reducing business risks and expenses. I also form strategic alliances with tax professionals, who, in their capacity as such, help these individuals and business owners with tax reduction strategies. I may receive a portion of the fees paid to these professionals.

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-11-02

Designations