Patrick E Ward

Current Employers

Assetmark, Inc.

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2018-06-01

IL RA
APPROVED

Since 2018-06-01

Branch Locations

Lake Forest, IL • United States

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Valic Financial Advisors	Chicago	IL	06/2016	04/2018
Assetmark Financial Holdings, Inc.	Lake Forest	IL	05/2018	Present
Assetmark Brokerage, Llc	Lake Forest	IL	05/2018	Present
Assetmark, Inc	Lake Forest	IL	05/2018	Present

06/2016 → 04/2018

Valic Financial Advisors

Chicago, IL
05/2018 → Present

Assetmark Financial Holdings, Inc.

Lake Forest, IL
05/2018 → Present

Assetmark Brokerage, Llc

Lake Forest, IL
05/2018 → Present

Assetmark, Inc

Lake Forest, IL

Previous Registrations

2016-06-23 → 2018-05-01

Valic Financial Advisors, Inc.

Chicago, IL

Other Businesses

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY)-CONCORD, CA-INVESTMENT RELATED-EMPLOYMENT START DATE 05/2018-160 HRS/MONTHLY, NATIONAL CONSULTANT OF ASSETMARK, INC.-A REGISTERED INVESTMENT ADVISOR-IN CONCORD CA-AFFILIATE OF ASSETMARK BROKERAGE, LLC.-INVESTMENT RELATED.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-05-17
S63	Uniform Securities Agent State Law Examination	2016-03-08

S65 Uniform Investment Adviser Law Examination

2016-05-17
S63 Uniform Securities Agent State Law Examination

2016-03-08

Other Names

Pat Ward
Patrick Edward Ward

View on SEC IAPD