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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-07-14 |
| WI | RA | APPROVED | 2016-06-03 |
Branch Locations
411 East Wisconsin Avenue Suite 2200, Milwaukee, WI 53202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Milwaukee | WI | 03/2016 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 06/2016 | Present |
*252668 - Dominican High School; Investment related: No; Whitefish Bay, Wisconsin; Non-Profit; Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); 09/2014; During business hours: 1; After business hours: 0; Administrative 2. Family Trust; Investment related; Milwaukee, WI; Trust; Co-Trustee (proprietor, partner, officer, director, employee, trustee, agent); Jun 2010; During business hours: 0.20; After business hours: 0.10 *596791 - Dominican High School; Investment Related - No; Whitefish Bay, Wisconsin; Education; Board Member, Finance Committee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 08/2024; During Business Hours: 2; After Business Hours: 2; Administrative, Business Development/Growth, Fundraising.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-03 |
| S65 | Uniform Investment Adviser Law Examination | 1994-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-29 |
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