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Michael Lawrence Anthony

Raymond James & Associates, Inc.

Spartanburg, SC

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-02-16
SC RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2016-02-16
  • SC RA
    APPROVED
    Since 2013-02-13

Branch Locations

349 E. Main Street Suite 201, Spartanburg, SC 29302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Spartanburg SC 02/2013 Present
Previous Registrations
  • 2009-04-06 → 2013-02-13
    Morgan Keegan & Company, Llc
    Spartanburg, SC
  • 2000-09-12 → 2009-04-21
    Citigroup Global Markets Inc.
    Spartanburg, SC
    Spartanburg, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-12-22
S63 Uniform Securities Agent State Law Examination 1984-10-25
  • S65 Uniform Investment Adviser Law Examination
    1993-12-22
  • S63 Uniform Securities Agent State Law Examination
    1984-10-25

View on SEC IAPD

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Other Offices

COLONIAL TRUST ADVISORS, INC. · SPARTANBURG, SC
NEWEDGE ADVISORS · Spartanburg, SC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SPARTANBURG, SC
FIRST CITIZENS INVESTOR SERVICES, INC. · Spartanburg, SC
LPL FINANCIAL LLC · SPARTANBURG, SC
LPL FINANCIAL LLC · SPARTANBURG, SC
CETERA INVESTMENT ADVISERS LLC · SPARTANBURG, SC
LPL ENTERPRISE, LLC · SPARTANBURG, SC

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