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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-05-16
WI RA APPROVED 2018-04-06
  • TX RA
    APPROVED
    Since 2018-05-16
  • WI RA
    APPROVED
    Since 2018-04-06

Branch Locations

245 Main Street Suite 301, Racine, WI 53403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Racine WI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Racine WI 11/2016 04/2018
Raymond James & Associates, Inc. Racine WI 04/2018 Present
Previous Registrations
Other Businesses

(1)Name of Business: Saint John Nepomuk Parish Address: 1903 Green Street, Racine, WI, 53402, United States Activity Type: Religious Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 05/01/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a Trustee, treasurer and member of the finance council. We as a council approve expenses and buildings and grounds projects. I am a check signer as well. (2)Name of Business: St. Monica's Senior Living Address: 3920 N Green Bay Rd, Racine, WI, 53404, United States Activity Type: Non profit Position/Title: Committee Member Investment Related: Yes Start Date: 05/15/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: The principal obligation in serving on the Finance Committee is to attend meetings of the committee which are held on the afternoon of the second Monday of each month in which there is a Board meeting. These months are January, March, May, July, September, and November. There are also ad hoc sub-groups of the committee for specific purposes, such as to review proposed updates in pricing structure.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-22
S63 Uniform Securities Agent State Law Examination 1998-10-21
  • S66 Uniform Combined State Law Examination
    2009-12-22
  • S63 Uniform Securities Agent State Law Examination
    1998-10-21
Other Names
  • Suzanne Steimle
  • Suzanne Catherine Steimle

View on SEC IAPD

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