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Steven Samuel Wittenberg

Independent Wealth Solutions

Cardiff By The Sea, CA

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Current Employers
Independent Wealth Solutions

763 2Nd St Suite 200, Encinitas, CA 92024-4481 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-10-30
  • CA RA
    APPROVED
    Since 2015-10-30

Branch Locations

Cardiff By The Sea, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Inspired Youth Cardiff By The Sea CA 06/2011 12/2017
Wittenberg Financial And Insurance Services, Inc. Cardiff By The Sea CA 10/2015 Present
  • 06/2011 → 12/2017
    The Inspired Youth
    Cardiff By The Sea, CA
  • 10/2015 → Present
    Wittenberg Financial And Insurance Services, Inc.
    Cardiff By The Sea, CA
Previous Registrations
  • 2015-08-12 → 2015-11-05
    Regan Financial Group, Llc
    Cardiff By The Sea, CA
    Danville, CA
  • 2013-07-01 → 2015-07-30
    Mutual Advisors, Llc
    Cardiff By The Sea, CA
  • 2013-01-03 → 2013-07-09
    Mutual Securities, Inc.
    Westlake Village, CA
    Cardiff By The Sea, CA
  • 2005-02-08 → 2012-12-31
    Planmember Securities Corporation
    Carpinteria, CA
    Cardiff By The Sea, CA
    Cardiff By The Sea, CA
  • 2002-03-12 → 2005-02-04
    Pmg Asset Management Inc
    Cardiff By The Sea , CA
Other Businesses

RENTAL PROPERTY, SOLE PROPRIETORSHIP, NOT INVESTMENT RELATED, OWNER; START 1988; RENTAL INCOME; 10 HRS/MO; 4 DURING TRADING; NIR.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-14
S63 Uniform Securities Agent State Law Examination 1993-11-29
  • S65 Uniform Investment Adviser Law Examination
    1999-05-14
  • S63 Uniform Securities Agent State Law Examination
    1993-11-29

View on SEC IAPD

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