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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-04 |
| IL | RA | APPROVED | 2025-01-23 |
Branch Locations
231 S La Salle St # 13 13Th Floor, Chicago, IL 60604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wayne Hummer Investments L.L.C. | Chicago | IL | 09/1976 | 01/2025 |
| Lpl Financial Llc | Chicago | IL | 01/2025 | Present |
1- 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 09/21/1976- 175 hours per month/ 140 hours during trading 2- 01/2025- Linda C Becker- Non-Variable Insurance- Investment Related - At Reported Business Location(s) - Start Date 02/13/2017- 1 hour per month/ during trading 3- 01/2025- Angela Jorgensen Trust Linda Becker Trustee- Act in a Fiduciary Capacity- Investment Related - Start Date 12/29/1993- 2 hours per month/ during trading 4- 01/2025- Rachael Jorgensen Trust Linda Becker Trustee- Act in a Fiduciary Capacity- Investment Related - Start Date 12/29/1993- 2 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 1985-04-02 |
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