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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-04
IL RA APPROVED 2025-01-23
  • TX RA
    APPROVED_RES
    Since 2025-02-04
  • IL RA
    APPROVED
    Since 2025-01-23

Branch Locations

Glenview, IL • United States

231 S La Salle St # 13 13Th Floor, Chicago, IL 60604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wayne Hummer Investments L.L.C. Chicago IL 09/1976 01/2025
Lpl Financial Llc Chicago IL 01/2025 Present
  • 09/1976 → 01/2025
    Wayne Hummer Investments L.L.C.
    Chicago, IL
  • 01/2025 → Present
    Chicago, IL
Previous Registrations
  • 2008-05-01 → 2025-01-23
    Wintrust Investments Llc
    Chicago, IL
    Chicago, IL
    Glenview, IL
  • 2001-05-02 → 2006-12-31
    Chicago, IL
Other Businesses

1- 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 09/21/1976- 175 hours per month/ 140 hours during trading 2- 01/2025- Linda C Becker- Non-Variable Insurance- Investment Related - At Reported Business Location(s) - Start Date 02/13/2017- 1 hour per month/ during trading 3- 01/2025- Angela Jorgensen Trust Linda Becker Trustee- Act in a Fiduciary Capacity- Investment Related - Start Date 12/29/1993- 2 hours per month/ during trading 4- 01/2025- Rachael Jorgensen Trust Linda Becker Trustee- Act in a Fiduciary Capacity- Investment Related - Start Date 12/29/1993- 2 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-04
S63 Uniform Securities Agent State Law Examination 1985-04-02
  • S65 Uniform Investment Adviser Law Examination
    1999-10-04
  • S63 Uniform Securities Agent State Law Examination
    1985-04-02
Other Names
  • Linda Clair Becker
  • Linda Clair Kogut Becker
  • Linda Clair Kogut

View on SEC IAPD

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