Mark Charles Butterworth

Current Employers

Employment History

• 08/2002 → 07/2020
  Raymond James Financial Services, Inc
  Tulsa, OK
• 03/1991 → 07/2020
  Canada Life Assurance Co.
  Tulsa, OK
• 11/2017 → 11/2018
  Cascia Hall Preparatory School
  Tulsa, OR
• 01/2013 → 07/2020
  Raymond James Financial Services Advisors Inc.
  Tulsa, OK
• 03/2013 → Present
  Butterworth Financial Group, Llc
  Tulsa, OK
• 07/2020 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 07/2020 → Present
  Cwm, Dba Carson Partners
  Tulsa, OK
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2013-01-30 → 2020-07-16
  Raymond James Financial Services Advisors, Inc
  Tulsa, OK
• 2003-06-20 → 2013-03-28
  Butterworth Financial Advisory, Llc
  Tulsa, OK
  Tulsa, OK
  Tulsa, OK
• 2002-10-16 → 2003-12-02
  Davis-Ross Investment Advisers, Llc
  Tulsa, OK

Other Businesses

1. NAME OF OTHER BUSINESS: CWM, DBA CARSON PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING AND ADDITIONAL ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR START DATE: 7/2020 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: WEALTH ADVISOR, PROVIDING ADVISORY SERVICES TO MY CLIENTS THROUGH CARSON 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 7/1977 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES, AND LONG-TERM CARE 3. NAME OF OTHER BUSINESS: BUTTERWORTH FINANCIAL GROUP, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PROVIDE TAX PREPARATION SERVICES TO CLIENTS AND NON-CLIENTS START DATE: 3/2013 POSITION/TITLE/RELATIONSHIP: PRESIDENT OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: TAX RETURN PREPARATION FOR SEVERAL INVESTMENT CLIENTS AND A SMALL NUMBER OF NON-INVESTMENT CLIENTS, BROKERAGE SERVICES OFFERED THROUGH CETERA, ADVISORY SERVICES OFFERED THROUGH CARSON 4. NAME OF OTHER BUSINESS: CASCIA HALL SCHOOL FOUNDATION BOARD INVESTMENT RELATED: NO ADDRESS: 2520 S. YORKTOWN AVENUE, TULSA, OK 74114 NATURE OF BUSINESS: NON-PROFIT ORGANIZATION WHICH SUPPORTS PRIMARY PRIVATE SCHOOL START DATE: 9/2005 POSITION/TITLE/RELATIONSHIP: CHAIRPERSON, MEMBER OF THE FOUNDATION BOARD APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: CHAIRPERSON, MEMBER OF THE FOUNDATION BOARD 5. NAME OF OTHER BUSINESS: THE AUGUSTINIANS - OUR MOTHER OF GOOD COUNSEL PROVINCE TRUSTS INVESTMENT RELATED: NO ADDRESS: 5401 . CORNELL AVENUE, CHICAGO, IL 60615 NATURE OF BUSINESS: NON-PROFIT ORGANIZATION WHICH SUPPORTS THE AUGUSTINIAN ORDER START DATE: 4/2014 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER (GENERAL) APX NUMBER OF HOURS PER WEEK: LESS THAN 1 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER (GENERAL) 6. NAME OF OTHER BUSINESS: BOSTON AVENUE UNITED METHODIST CHURCH; INVESTMENT RELATED: NO; ADDRESS: 1301 S. BOSTON AVE TULSA, OK 74119; NATURE OF BUSINESS: NON PROFIT; START DATE: 01/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER/INVESTMENT COMMITTEE; APX NUMBER OF HOURS PER WEEK: 0.5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ASSIST WITH FEEDBACK TO THE OUTSIDE CONSULTING FIRM IN DETERMINING THE ALLOCATION AND RISK PROFILE FOR THE CHURCH'S ENDOWMENT;

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-01-21

Designations