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601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-06-12 |
Branch Locations
Crystal Lake, IL • United States
Suite 150 500 Waters Edge, Lombard, IL 60148 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legend Equities Corporation | Palm Beach Gardens | FL | 01/1994 | 01/2017 |
| Lincoln Investment | Oakbrook | IL | 01/2017 | Present |
GREAT AMERICAN LIFE INS CO POSITION: agent NATURE: Fixed annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/1986 ADDRESS: p.o. box 5420, cincinnati OH 45201, United States DESCRIPTION: service old annuities that where sold before aggreement between Legend and Galic to seel directly throught broker dealer. MASS MUTUAL POSITION: agent NATURE: Fixed annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/1986 ADDRESS: p.o. box 5423, cincinnati OH 45201, United States DESCRIPTION: service old annuities that where sold before aggreement between Legend and Galic to sell directly throught broker dealer.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-10-07 |
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