Richmond Brierre Galbreath

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2023-01-23
FL	RA	APPROVED	2016-09-07
TX	RA	APPROVED_RES	2015-09-30
LA	RA	APPROVED	2002-11-04

VA RA
APPROVED

Since 2023-01-23
FL RA
APPROVED

Since 2016-09-07
TX RA
APPROVED_RES

Since 2015-09-30
LA RA
APPROVED

Since 2002-11-04

Branch Locations

Tampa, FL • United States

2895 Highway 190 Ste 216, Mandeville, LA 70471 • United States

138 Main St Ste 108, Mathews, VA 23109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Ponchatoula	LA	11/2002	Present

11/2002 → Present

Lpl Financial, Llc

Ponchatoula, LA

Other Businesses

1. 3/26/2010 - GALBREATH WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2.11/01/2022 - Pavik Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 10/18/2022 - 0 Hours Per Month/0 Hours During Securities Trading 3. 11/04/2022 - Coastal Capital Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 10/18/2022 - 0 Hours Per Month/0 Hours During Securities Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-05-03
S63	Uniform Securities Agent State Law Examination	1984-10-23

S65 Uniform Investment Adviser Law Examination

2016-05-03
S63 Uniform Securities Agent State Law Examination

1984-10-23

Designations

Other Names

Rich Galbreath

View on SEC IAPD