Joel Evan Kocen

Current Employers

The Kocen Financial Group, Inc.

35900 Bob Hope Dr., Suite 202, Rancho Mirage, CA 92270-1767 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-04-07
CA	RA	APPROVED	2003-11-17

TX RA
APPROVED_RES

Since 2014-04-07
CA RA
APPROVED

Since 2003-11-17

Branch Locations

35-900 Bob Hope Drive, Ste. 202, Rancho Mirage, CA 92270 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Financial Goal Securities, Inc.	Rancho Mirage	CA	12/1986	08/2024
The Kocen Financial Group	Rancho Mirage	CA	02/1991	Present

12/1986 → 08/2024

Financial Goal Securities, Inc.

Rancho Mirage, CA
02/1991 → Present

The Kocen Financial Group

Rancho Mirage, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-02-24

S63 Uniform Securities Agent State Law Examination

1987-02-24

View on SEC IAPD

Current Employers

The Kocen Financial Group, Inc.

Disclosures

Employment History

Exams

Reviews