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Dave L Jones

Wells Fargo Clearing Services, LLC

Omaha, NE

Omaha, NE

Omaha, NE

West Des Moines, IA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2026-02-18
TX RA APPROVED_RES 2020-03-31
IA RA APPROVED 2008-01-01
  • NE RA
    APPROVED
    Since 2026-02-18
  • TX RA
    APPROVED_RES
    Since 2020-03-31
  • IA RA
    APPROVED
    Since 2008-01-01

Branch Locations

13625 California St 2Nd Fl [Ok-Rbo], Omaha, NE 68154 • United States

13625 California St 2Nd Fl [Ou-Rbo], Omaha, NE 68154 • United States

13625 California St 2Nd Fl, Omaha, NE 68154 • United States

6400 Westown Pkwy Ste 115, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc West Des Moines IA 05/2009 11/2016
Wells Fargo Clearing Services, Llc West Des Moines IA 11/2016 Present
Previous Registrations
  • 2005-09-10 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    West Des Moines, IA
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-08
S63 Uniform Securities Agent State Law Examination 1984-11-02
  • S66 Uniform Combined State Law Examination
    2005-09-08
  • S63 Uniform Securities Agent State Law Examination
    1984-11-02

View on SEC IAPD

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