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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2009-10-01
  • GA RA
    APPROVED
    Since 2009-10-01

Branch Locations

Atlanta, GA • United States

1401 Bombay Ln, Roswell, GA 30076 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Roswell GA 09/2009 Present
Raymon James Financial Services Advisors, In Roswell GA 10/2009 Present
  • 09/2009 → Present
    Raymond James Financial Services
    Roswell, GA
  • 10/2009 → Present
    Raymon James Financial Services Advisors, In
    Roswell, GA
Previous Registrations
Other Businesses

(1) Name of Business: ALVA124 Address: 124 Evergreen Way, Eatonton, GA, 31024, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 05/21/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Ownership of second home (2) Name of Business: TRL Financial Services, Llc Address: 3605 Vanneman Ct SE, Atlanta, GA, 30339, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 09/25/2009 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: This LLC is a shell company formed specifically to conduct business as independent contractor affiliated with Raymond James

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-05-13
S63 Uniform Securities Agent State Law Examination 1985-08-22
  • S65 Uniform Investment Adviser Law Examination
    1991-05-13
  • S63 Uniform Securities Agent State Law Examination
    1985-08-22
Other Names
  • Tom Logan
  • T. Ray Logan

View on SEC IAPD

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