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Current Employers
St. Bernard Financial Services, Inc.

1609 West Main St, Russellville, AR 72801 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-03-28
  • CT RA
    APPROVED
    Since 2017-03-28

Branch Locations

Lyme, CT • United States

1609 West Main St., Russellville, AR 72801 • UNITED STATES

40 Plaza Court, Groton, CT 06340 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brooklight Place Securities Groton CT 08/2008 12/2016
Financial Consulting, Llc Groton CT 08/1987 Present
  • 08/2008 → 12/2016
    Brooklight Place Securities
    Groton, CT
  • 08/1987 → Present
    Financial Consulting, Llc
    Groton, CT
Previous Registrations
  • 2006-07-03 → 2008-07-31
    Evolve Securities, Inc.
    Groton, CT
    Cordova, TN
  • 2008-04-04 → 2008-07-31
    Evolve Investment Advisors
    Austin, TX
Other Businesses

1) NAME OF BUSINESS: FINANCIAL CONSULTING LLC; NATURE OF BUSINESS: FIXED INSURANCE SALES; LOCATION: 418-2 HAMBURG ROAD, LYME, CT 06371; TITLE: OWNER; START DATE: 1987; APPROXIMATE NUMBER OF HOURS PER MONTH: 20; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 1-2. 2) NAME OF BUSINESS: XTREME MOBILE ADVENTURES; NATURE OF BUSINESS: ADVERTISING/MARKETING OUTDOOR PRODUCTS; LOCATION: 418-2 HAMBURG ROAD, LYME, CT 06371; TITLE: OWNER; START DATE: 2011; APPROXIMATE NUMBER OF HOURS PER MONTH: 10; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 1.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-12-30
  • S63 Uniform Securities Agent State Law Examination
    2008-12-30
Designations

View on SEC IAPD

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