Patrick James Grady

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2014-11-13
TX	RA	APPROVED	2014-11-12

NJ RA
APPROVED

Since 2014-11-13
TX RA
APPROVED

Since 2014-11-12

Branch Locations

650 From Road Suite 225, Paramus, NJ 07652-3517 • United States

Mahwah, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Paramus	NJ	11/2014	Present

11/2014 → Present

Rbc Capital Markets, Llc

Paramus, NJ

Previous Registrations

2008-01-16 → 2014-11-13

Wells Fargo Clearing Services, Llc

Wayne, NJ

Wayne, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-06-01
S63	Uniform Securities Agent State Law Examination	1984-10-01

S65 Uniform Investment Adviser Law Examination

2017-06-01
S63 Uniform Securities Agent State Law Examination

1984-10-01