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Inactive

Stephen Michael Barral

Gulfstream Cm, LLC

Summit, NJ

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Current Employers
Gulfstream Cm, Llc

450 Springfield Avenue, Suite 204, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-02-12
TX RA APPROVED 2025-02-12
FL RA APPROVED 2015-07-23
  • NJ RA
    APPROVED
    Since 2025-02-12
  • TX RA
    APPROVED
    Since 2025-02-12
  • FL RA
    APPROVED
    Since 2015-07-23

Branch Locations

450 Springfield Avenue, Suite 204, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
W. H. Mell Associates, Inc. Summit NJ 03/2011 07/2018
Gulfstream Cm, Llc Summit NJ 04/2012 Present
  • 03/2011 → 07/2018
    W. H. Mell Associates, Inc.
    Summit, NJ
  • 04/2012 → Present
    Gulfstream Cm, Llc
    Summit, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-04
S63 Uniform Securities Agent State Law Examination 1984-10-26
  • S65 Uniform Investment Adviser Law Examination
    2015-06-04
  • S63 Uniform Securities Agent State Law Examination
    1984-10-26

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · Summit, NJ
WELLS FARGO CLEARING SERVICES, LLC · SUMMIT, NJ
BIANCO WEALTH ADVISORS LLC · SUMMIT, NJ
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