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Current Employers
Sb Advisory, Llc

3424 Peachtree Road Ne Suite 2200, Atlanta, GA 30326-1184 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-18
  • TX RA
    APPROVED_RES
    Since 2025-07-18

Branch Locations

Washington, DC • United States

3424 Peachtree Road Ne Suite 2200, Atlanta, GA 30326-1184 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 10/2012 Present
Bank Of America, N.A. Washington DC 01/2013 Present
Previous Registrations
Other Businesses

(I)FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: COMMITTEE FOR THE CAPITAL CITY INVESTMENT RELATED: N ADDRESS OF BUSINESS: PO BOX 77443, WASHINGTON, DISTRICT OF COLUMBIA 20013 POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 10/6/1997 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 10.DUTIES: 501(C)(3) NON-PROFIT, CHARITABLE EDUCATIONAL ORGANIZATION INVOLVED WITH VOTING RIGHTS FOR DC RESIDENTS. (III)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: 4201 CATHEDRAL AVE NW #1003E INVESTMENT RELATED: N ADDRESS OF BUSINESS: WASHINGTON, DISTRICT OF COLUMBIA 20016 POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 10/4/2010 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL CONDOMINIUM - FULL SERVICE BUILDING. $1700 PER MONTH RENT. NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL COOPERATIVE. FULL SERVICE BUILDING.$3100 MONTHLY RENT. (V)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: 282 M STREET SW INVESTMENT RELATED: N ADDRESS OF BUSINESS: WASHINGTON, DISTRICT OF COLUMBIA 20016 POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 6/14/2010 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL CONDOMINIUM UNIT IN A FULL SERVICE BUILDING. $2500 MONTHLY RENT. I*1271336 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Reedville, Virginia, 22539 Nature of business: Position, title, association: Sole owner, Start date of relationship: 5/15/2023 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , I*1271340 For profit or not for profit: Name of outside business organization: Rental Property 2 Investment related: N Address of business: Quito, , 1111111 Nature of business: Position, title, association: Sole owner, Start date of relationship: 5/15/2023 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , (VI) Forster Wealth Management LLC / Investment related / Corp established exclusively to handle all products & services offered by San Blas Securities / Owner-Manager / June-2026 / 160 Hours monthly / during securities trading hours / all compensation derived from San Blas Securities

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-12
S63 Uniform Securities Agent State Law Examination 1984-09-28
  • S65 Uniform Investment Adviser Law Examination
    1994-08-12
  • S63 Uniform Securities Agent State Law Examination
    1984-09-28

View on SEC IAPD

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