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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-03-26
  • CA RA
    APPROVED
    Since 2019-03-26

Branch Locations

345 California Street, San Francisco, CA 94104-2642 • United States

San Anselmo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Securities Llc San Francisco CA 07/2015 02/2018
Rbc Capital Markets, Llc. San Francisco CA 02/2019 Present
Unemployed San Francisco CA 03/2018 02/2019
  • 07/2015 → 02/2018
    Ubs Securities Llc
    San Francisco, CA
  • 02/2019 → Present
    San Francisco, CA
  • 03/2018 → 02/2019
    Unemployed
    San Francisco, CA
Other Businesses

NAME OF ENTITY: Invest for Better ADDRESS: INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Educational organization / non profit CAPACITY: Other START DATE: 03/21/22 DUTIES: Please see the attached form for potential ways I can be involved as a pathfinder. I do not need to be involved in all of those ways, and if I am invited to speak in some capacity I understand that those speaking engagements would be subject to separate approval. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2_ NAME OF ENTITY: Physicians For Social Responsibility Inc ADDRESS: 1930 18th St NW Ste B2 PMB 2338, Washington, DC 20009 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Apr 10, 2026 CAPACITY: Board of Directors DUTIES: Board member, finance committee, strategic direction, financial oversight HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-26
S63 Uniform Securities Agent State Law Examination 2008-05-12
  • S65 Uniform Investment Adviser Law Examination
    2019-03-26
  • S63 Uniform Securities Agent State Law Examination
    2008-05-12
Other Names
  • Michelle Schiro
  • Michelle Rose Levy
  • Michelle Rose Levy

View on SEC IAPD

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