Brent Finck

Neuberger Berman Bd LLC

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Current Employers

Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2025-10-07

IL RA
APPROVED

Since 2025-10-07

Branch Locations

Chicago, IL • United States

190 South Lasalle Street 23Rd & 24Th & 27Th Floor, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Aviva Investors	Chicago	IL	06/2008	10/2024
Unemployed	Chicago	IL	11/2024	07/2025
Neuberger Berman	Chicago	IL	07/2025	Present

06/2008 → 10/2024

Aviva Investors

Chicago, IL
11/2024 → 07/2025

Unemployed

Chicago, IL
07/2025 → Present

Neuberger Berman

Chicago, IL

Other Businesses

Limited Partner of Finck Family Farm LLC, an entity to hold inherited farmland

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2025-10-28

S63 Uniform Securities Agent State Law Examination

2025-10-28

Designations

Other Names

Brent N. Finck

View on SEC IAPD

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