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James Rodney Gandy

Post Oak Financial, LLC

Houston, TX

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Current Employers
Post Oak Financial, Llc

Houston, TX • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2013-05-28
TX RA APPROVED 2012-03-26
  • LA RA
    APPROVED
    Since 2013-05-28
  • TX RA
    APPROVED
    Since 2012-03-26

Branch Locations

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Post Oak Financial, Llc Houston TX 01/2012 Present
Isthmus Capital, Llc Houston TX 01/2007 Present
Absolute Color Mailplex, Llc Houson TX 03/2023 Present
Gandy Land & Timber, Llc Marthaville TX 10/2012 Present
Gandy Family Land And Timber, Llc Marthaville LA 10/2012 Present
Haddad-Gandy Land And Timber, Llc Marthaville LA 10/2012 Present
  • 01/2012 → Present
    Post Oak Financial, Llc
    Houston, TX
  • 01/2007 → Present
    Isthmus Capital, Llc
    Houston, TX
  • 03/2023 → Present
    Absolute Color Mailplex, Llc
    Houson, TX
  • 10/2012 → Present
    Gandy Land & Timber, Llc
    Marthaville, TX
  • 10/2012 → Present
    Gandy Family Land And Timber, Llc
    Marthaville, LA
  • 10/2012 → Present
    Haddad-Gandy Land And Timber, Llc
    Marthaville, LA
Previous Registrations
  • 2002-06-25 → 2006-12-31
    Cetera Advisors Llc
    Houston, TX
    Houston, TX
Other Businesses

OWNER OF ISTHMUS CAPITAL, LLC SELL OR CONSULT ON LIFE INSURANCE, PREMIUM FINANCE AND LIFE AGENCY SINCE 12/2006

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-03-26
S63 Uniform Securities Agent State Law Examination 1984-12-28
  • S65 Uniform Investment Adviser Law Examination
    2012-03-26
  • S63 Uniform Securities Agent State Law Examination
    1984-12-28
Other Names
  • Rocky Gandy
  • James Rodney Gandy
  • James Rodney Gandy

View on SEC IAPD

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