Mark Dennis Wetterholm

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-07-10

CA RA
APPROVED

Since 2025-07-10

Branch Locations

Bakersfield, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Next Financial Group	Bakersfield	CA	09/2004	07/2025
Lpl Financial Llc	Bakersfield	CA	07/2025	Present

09/2004 → 07/2025

Next Financial Group

Bakersfield, CA
07/2025 → Present

Lpl Financial Llc

Bakersfield, CA

Previous Registrations

2004-09-30 → 2025-07-10

Next Financial Group, Inc.

Bakersfield, CA

Bakersfield, CA

Bakersfield, CA
2001-12-11 → 2004-12-31

California Financial Network, Inc.

Bakersfield, CA
2002-11-12 → 2004-10-01

Wall Street Financial Group, Inc.

Bakersfield, CA

Other Businesses

1- 07/2025 - Bakersfield City School District - Teacher Paid by School or University - Special Education Teacher - Not Investment Related - Bakersfield, CA - Start Date 08/04/2014 - 156 hours per month/ during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-13
S63	Uniform Securities Agent State Law Examination	1984-10-08

S65 Uniform Investment Adviser Law Examination

1999-12-13
S63 Uniform Securities Agent State Law Examination

1984-10-08

View on SEC IAPD