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4755 East Bay Drive, Clearwater, FL 33764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2021-02-23 |
Branch Locations
275 Washington Street Suite 110, Newton, MA 02458 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sapers & Wallack Insurance Agency Inc. | Cambridge | MA | 01/1987 | Present |
| Kestra Financial Services, Inc | Austin | TX | 04/2016 | 02/2017 |
| Lion Street Financial | Newton | MA | 02/2017 | 11/2025 |
| Csenge Advisory Group | Clearwater | FL | 02/2021 | Present |
| Lion Street Advisors | Newton | MA | 02/2017 | 11/2025 |
| Integrity Alliance, Llc. | Newton | MA | 11/2025 | 01/2026 |
| Integrity Alliance, Llc. | Newton | MA | 11/2025 | 01/2026 |
1)SAPERS & WALLACK, INC POSITION: Owner NATURE: Insurance sales, wealth management, retirement plan consulting INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 01/01/1989 ADDRESS: 313 Washington St., Suite 308, Newton MA 02458, United States DESCRIPTION: Owner 2) Business Name: Sharon Goodman Irrevocable Trust Investment Related: No Address: P.O. Box 6497 Kamuela HI 96743 Nature of Business: Other Other/None of the Above purchase of life insurance Position, Title or Relationship: Other,trustee Start Date: 12/26/1990 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Pay premiums, send crummy notices to beneficiaries 3) Business Name: Andrew Goodman irrevocable Trust Investment Related: Yes Address: P.O. Box 6497 Kamuela HI 96743 Nature of Business: Other Other/None of the Above paying premiums Position, Title or Relationship: Other,trustee Start Date: 12/26/1990 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Paying premiums and making distributions 4) LESTER SPEC RE LLC POSITION: Investor NATURE: My wife and I purchased a parcel of land in ME and worked with a developer to build 2 houses and sell them. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 115 Bellevue St., Newton MA 02458, United States DESCRIPTION: Investor only 5) CSENGE ADVISORY GROUP POSITION: Client NATURE: Csenge allows Sapers & Wallack to utilize the Fidelity investment platform for our wealth management clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2022 ADDRESS: Investment Related, 4755 East Bay Drive, Clearwater FL 33764, United States DESCRIPTION: My investment team of 3 people utilizes the Csenge platform to provide the Fidelity investment platform to our clients. They likely average approximately 4-6 hours a day doing administrative account updates and fund transfers for our clients. I do not utilize the platform personally. 6)AEMEDICARE SOLUTIONS POSITION: Referral Partner NATURE: Supplemental Medicare referral business INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/30/2024 ADDRESS: 2950 SW McClure Rd, Topeka KS 66614, United States DESCRIPTION: Referral Partner
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-11-13 |
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