Chris John Millis

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-03-17
CA	RA	APPROVED	2002-12-12

TX RA
APPROVED_RES

Since 2009-03-17
CA RA
APPROVED

Since 2002-12-12

Branch Locations

1331 N California Blvd, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Ramon	CA	09/1999	Present

09/1999 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Ramon, CA

Other Businesses

I*4907272 Entity Type: Fiduciary role Name of OBA: M. Family Trust Address: Pleasant Hill, CA, 94523 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 07/10/2026 Number of Hours: 3, Weekly Number of Hours during trading: 0 Duties: Trustee/Parents

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-12-07
S63	Uniform Securities Agent State Law Examination	1995-03-30

S66 Uniform Combined State Law Examination

2002-12-07
S63 Uniform Securities Agent State Law Examination

1995-03-30

Other Names

Christopher Millis
Christopher John Millis

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

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