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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2024-10-21 |
| ID | RA | APPROVED | 2023-12-07 |
| TX | RA | APPROVED_RES | 2023-12-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth Inc | Salt Lake City | UT | 07/2012 | 12/2023 |
| Ashworth Empey Financial | Salt Lake City | UT | 07/2012 | 05/2018 |
| Ashworth Wealth Llc | Salt Lake City | UT | 05/2018 | 12/2023 |
| Ashworth Wealth, Llc | South Jordan | UT | 07/2012 | 12/2023 |
| Lpl Financial Llc | West Jordan | UT | 12/2023 | Present |
1) 11/2023 - Alpenglow Wealth Advisors. LLC / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent 2) 11/2023 - BARRY JENKINS FINANCIAL CONSULTING, LLC / Business Entity For Tax/Investment Purposes Only / Not Inv. Related / Sugar City, ID / 07/01/2012 - 10Hrs per month - 10 % Spent Time
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-23 |
| S65 | Uniform Investment Adviser Law Examination | 1995-11-10 |
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