John Scott Harris

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2010-06-08
NC	RA	APPROVED	2002-06-20

TX RA
APPROVED_RES

Since 2010-06-08
NC RA
APPROVED

Since 2002-06-20

Branch Locations

80 Guardian Ct Ste 115, Rocky Mount, NC 27804 • United States

695 E Arlington Blvd Stes 101 & 200, Greenville, NC 27858 • United States

Roanoke Rapids, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Roanoke Rapids	NC	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Roanoke Rapids	NC	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Roanoke Rapids, NC
11/2016 → Present

Wells Fargo Clearing Services, Llc

Roanoke Rapids, NC

Previous Registrations

2002-01-28 → 2002-06-20

Wachovia Securities, Inc.

Roanoke Rapids, NC

Other Businesses

3. RENTAL PROPERTY, INV RELATED, LINCOLNVILLE CENTER, ME, 50% OWNER, START: 08/01/1989, 2 HOURS PER MONTH/0 DURING TRADING. 5. HARRIS LAKE GASTON COTTAGE LLC, INV RELATED, HENRICO, NC, 25% OWNERSHIP, START 4/8/2019, 5 HOURS PER MONTH, ZERO DURING TRADING, MANAGE FAMILY VACATION PROPERTY. 6. HARRIS TIMBERLANDS LLC, INV RELATED, MACON, NC, 25% OWNERSHIP, START 5/9/2019, 1 HOUR PER MONTH, ZERO DURING TRADING, INHERITED PROPERTY OWNERSHIP AND PROCEEDS FROM CUT TIMBER.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-01-04
S63	Uniform Securities Agent State Law Examination	1984-11-06

S65 Uniform Investment Adviser Law Examination

1994-01-04
S63 Uniform Securities Agent State Law Examination

1984-11-06

Other Names

J Scott Harris

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