Alexandra Cogswell

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2024-01-23
TX	RA	APPROVED_RES	2024-01-19

GA RA
APPROVED

Since 2024-01-23
TX RA
APPROVED_RES

Since 2024-01-19

Branch Locations

5565 Glenridge Connector Suite 1900, Atlanta, GA 30342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Atlanta	GA	06/2012	01/2024
Morgan Stanley Smith Barney Llc	Atlanta	GA	01/2024	Present

06/2012 → 01/2024

Ubs Financial Services Inc.

Atlanta, GA
01/2024 → Present

Morgan Stanley Smith Barney Llc

Atlanta, GA

Previous Registrations

2012-06-19 → 2024-02-01

Ubs Financial Services Inc.

Atlanta, GA
2009-06-01 → 2012-07-13

Morgan Stanley

Alpharetta, GA
2008-05-23 → 2009-06-01

Morgan Stanley & Co. Llc

Alpharetta, GA
2003-04-30 → 2008-06-12

Citigroup Global Markets Inc.

Alpharetta, GA

Alpharetta, GA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-07-25

S63 Uniform Securities Agent State Law Examination

1986-07-25

Other Names

Alexandra Louise Emerson Sack
Alexandra Emerson Sack
Alexandra Louise Emerson Sack
Alexandra L E Cogswell
Alexander Le Gogswell
Alexandra L. E. Cogswell

View on SEC IAPD

Other Firms

LIQUID STRATEGIES, LLC

BISON WEALTH, LLC

BRIGHTER INVESTING, PB LLC

RBC CAPITAL MARKETS, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

NEWEDGE ADVISORS

EQUITY SERVICES, INC.

Other Investors

PARIMAL H PATEL

CLAYTON SHAWN GIBSON

FRANK THOMAS WATERSON

WILLIAM LEWIS LEVINE

CHAD JOSEPH NORFOLK

SEAN PATRICK COOK

JONATHAN CHRISTOPHER BRISTOW

MEREDITH STRUTT MIGHTY

Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA

HB WEALTH · ATLANTA, GA

BISON WEALTH, LLC · ATLANTA, GA

BRIGHTER INVESTING, PB LLC · ATLANTA, GA

RBC CAPITAL MARKETS, LLC · Atlanta, GA

HB WEALTH · Atlanta, GA

AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA

NEWEDGE ADVISORS · Atlanta, GA

More in Atlanta, GA

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