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Michael Charles Vogel

Aza Capital Management

Waunakee, WI

Chicago, IL

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Current Employers
Aza Capital Management

141 W Jackson Blvd Suite 3332, Chicago, IL 60604 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-07-28
WI RA APPROVED 2025-07-28
IL RA APPROVED 2019-11-22
  • MI RA
    APPROVED
    Since 2025-07-28
  • WI RA
    APPROVED
    Since 2025-07-28
  • IL RA
    APPROVED
    Since 2019-11-22

Branch Locations

Waunakee, WI • United States

141 W Jackson Blvd Suite 3332, Chicago, IL 60604 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mc Vogel Llc Grand Rapids MI 07/2002 Present
Interocean Capital, Llc Chicago IL 04/2014 09/2016
Arete Wealth Advisors Llc Chicago IL 10/2016 10/2019
Aza Capital Management Chicago IL 11/2019 Present
Previous Registrations
  • 2016-10-04 → 2019-11-01
    Grand Rapids, MI
    Chicago, IL
    Grand Rapids, MI
  • 2014-05-29 → 2016-10-03
    Interocean Capital, Llc
    Chicago, IL
  • 2012-10-08 → 2014-04-01
    Bear Lake, MI
    Decatur, IL
  • 2012-07-02 → 2012-10-26
    First Allied Advisory Services, Inc.
    Bear Lake, MI
  • 2007-08-08 → 2012-07-02
    First Allied Securities, Inc.
    San Diego, CA
    Bear Lake, MI
    Livermore, CA
Other Businesses

Since 2002, Mr. Vogel has been the owner of M.C. Vogel, LLC ("MCV") located at 560 5th St NW, Suite 304, Grand Rapids, MI 49504. MCV is an investment related business. MCV handles administrative and employee support functions for Mr. Vogel, who is an IA Representative of AZA Capital Management.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-12-21
  • S63 Uniform Securities Agent State Law Examination
    1984-12-21
Designations
Other Names
  • Mike Vogel

View on SEC IAPD

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