Jonathan Aiken Sweet

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-03-24
WY	RA	APPROVED	2022-09-26
RI	RA	APPROVED	2015-05-01
MA	RA	APPROVED	1998-01-20

TX RA
APPROVED

Since 2026-03-24
WY RA
APPROVED

Since 2022-09-26
RI RA
APPROVED

Since 2015-05-01
MA RA
APPROVED

Since 1998-01-20

Branch Locations

Rehoboth, MA • United States

598 Great Road, North Smithfield, RI 02896 • United States

416 East Main Street, Riverton, WY 82501 • United States

130 Bellevue Ave. Suite 212, Newport, RI 02840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Equity Services, Inc.	Waltham	MA	01/1998	Present

01/1998 → Present

Commonwealth Equity Services, Inc.

Waltham, MA

Other Businesses

1. FIXED INSURANCE SALES AT BRANCH LOCATION, INVESTMENT RELATED. 2. OWNER OF RENTAL PROPERTY LOCATED IN NORTH SMITHFIELD, RI , AS OF 05/2017; APPROXIMATELY 0% TIME SPENT DURING SECURITIES TRADING HOURS PER MONTH; NOT CONDUCTED AT BRANCH LOCATION; INVESTMENT RELATED. 3. CO-TRUSTEE FOR FAMILY RELATED TRUST, NOT AT BRANCH LOCATION, NOT INVESTMENT RELATED. 4. TRUSTEE FOR NON-FAMILY RELATED TRUST, NOT AT BRANCH LOCATION, NOT INVESTMENT RELATED. 5. NOTARY PUBLIC AT BRANCH LOCATION, NOT INVESTMENT RELATED. 5. E HEALTH; MEDICARE PRODUCT REFERRALS; AS OF 12/01/21; LESS THAN 5% OF TIME SPENT DURING BUSINESS HOURS; NOT INVESTMENT RELATED; CONDUCTED AT BRANCH. 6. SOLE OWNER, OAK LEAF WEALTH MANAGEMENT; AN ENTITY CREATED FOR THE PURPOSE OF MANAGING REAL ESTATE AT 598 GREAT RD, NORTH SMITHFIELD, RI AND 416 EAST MAIN STREET, RIVERTON, WY 82501 AS OF 04/15/21; 1% TIME SPENT DURING BUSINESS HOURS; NOT CONDUCTED AT BRANCH; INVESTMENT RELATED. 7. TAX PREPARATION THROUGH OAK LEAF MANAGEMENT SERVICES, LLC; AS OF 10/01/2025; 20% OF TIME SPENT DURING BUSINESS HOURS; CONDUCTED AT BRANCH; NOT INVESTMENT RELATED. 8. OWNER, SWEET REAL ESTATE, LLC AN ENTITY CREATED FOR THE PURPOSE OF OWNING RESIDENTIAL REAL ESTATE IN RIVERTON, WY , AS OF 5/13/2025; 0% TIME SPENT DURING BUSINESS HOURS; NOT CONDUCTED AT BRANCH; INVESTMENT RELATED. 9. CO-OWNER, OAK LEAF MANAGEMENT SERVICES LLC; PRIVATE ENTITY ESTABLISHED FOR TAX PREPARATION SERVICES; AS OF 10/01/2025; 20% OF TIME SPENT DURING BUSINESS HOURS; CONDUCTED AT BRANCH LOCATION; NOT INVESTMENT RELATED.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-09-19

S63 Uniform Securities Agent State Law Examination

1984-09-19

Designations

View on SEC IAPD