Joseph Edward Sweeney

Current Employers

Employment History

• 09/2014 → 10/2017
  Lpl Financial Llc
  San Francisco, CA
• 09/2014 → 12/2017
  Cornerstone Financial Advisors
  San Francisco, CA
• 11/2017 → 05/2019
  Mutual Securities, Inc.
  Camarillo, CA
• 01/2018 → Present
  Cornerstone Wealth Group, Llc.
  San Francisco, CA
• 03/2021 → Present
  Mutual Securities, Inc.
  Camarillo, CA

Previous Registrations

• 2018-01-05 → 2019-08-05
  Cornerstone Wealth
  San Francisco, CA
• 2015-10-03 → 2017-12-31
  Cornerstone Wealth
  San Francisco, CA
• 1995-03-30 → 2014-09-27
  Gryphon Capital Management, Llc
  Napa, CA

Other Businesses

1. Cornerstone Wealth Group, LLC - Primarily conduct as Cornerstone Wealth, Start Date: 02/22/2021, 16810 Kenton Dr., Ste. 200, Huntersville, NC 28078, LLC, RIA, Business Development Role, Introduce potential clients/relationships to the firm, 160 Hours per month, 160 Hours per day during trading hours. 2. Green Visor Capital Management Company, LLC., Start Date: 11/01/2017, 88 Kearney St., Ste. 850, San Francisco, CA 94108, LLC, Ventura Capital Firm, Advisory Board to Venture Firm, Advisory Board Member, The board exists for procedural issues around fund investments, has Zero input into decisions about investments, for example, the fund documents may say that in normal times, an investment may be no more than 20% of an individual funds, Contemplate a situation where the fund is offered a prorata opportunity to invest in a follow on round for the company, If the fund chose not to take the opportunity, it would be significantly diluted, If it did take the opportunity, the concentration would be pushed over 20%, the Advisory Board would consult on such a matter, Really it exists for procedural, not investment issues around the Green Visor Funds, Investment Related, 4 Hours per month, 2 Hours per day during trading hours. 3. Gryphon Capital Management, Start Date: 03/01/1995, 21 Presidio Terrace, San Francisco, CA 94118, LLC, Holding Companies for various partnerships, General Partner, Observe long term investments, Investment Related, 0-5 Hours per month, 0-5 Hours per day during trading hours. 4. LSS Art Advisory, LLC., Start Date: 2012, 3627 Sacramento St., San Francisco, CA 94118, LLC, Spouse's Art Advisory Business, 1% Partner, Duties-None, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours. 5. Pacific Union Club, Start Date: 04/01/2020, 1000 California St., San Francisco, CA 94109, Club, Club, Member, Sit on Retirement Committee, Not Investment Related, 0-5 Hours per month, 0-5 Hours per day during trading hours. 6. RRR Ventures, Start Date: 01/01/2005, 5171 Big Ranch Rd., Napa, CA 94558, LLC, Vineyard, General Partner, Vineyard Owner, Not Investment Related, 2 Hours per month, 0 Hours per day during trading hours. 7. Preservation Hall Foundation, Start Date: 11/28/2022, 752 St. Peter St., New Orleans, LA 70116, Non-Profit, Non-Profit for musical charity, Advisory Board Member, Introduce potential donors to the foundation, Not Investment Related, 1-5 Hours per month, 1-5 Hours per day during trading hours. 8. Dillard University Trustee - Member, Finance, Investment Committee, Start Date: 10/01/2023, 2601 Gentilly Ave, New Orleans, LA 70122, Non-Profit, University Edu, Trustee, Member of Finance Investment Committee, Not Investment Related, 5 Hours per month, 0 Hours per day during trading hours. 9. CWG Management Group, LLC., Start Date: 01/01/2018, 16810 Kenton Dr., Ste. 200, Huntersville, NC 28078, LLC, Management Company with operating authority and control over CWG (RIA entity), Managing Member, Management duties, 10 Hours per week, 2 Hours per day during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2015-07-21
• S63 Uniform Securities Agent State Law Examination
  1984-12-19

Other Names

• Joseph Edward Sweeney
• Joe Sweeney