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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-01-16 |
| OH | RA | APPROVED | 2018-01-15 |
| TX | RA | APPROVED_RES | 2018-01-13 |
Branch Locations
200 Public Square Ste 1650, Cleveland, OH 44114 • United States
3439 Granite Circle Suite 300, Toledo, OH 43617 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Toledo | OH | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Toledo | OH | 11/2016 | 01/2018 |
| Robert W Baird & Co., Incorporated | Maumee | OH | 01/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-17 |
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