Carol Lynn Doran-timmins

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-02
NJ	RA	APPROVED	2016-01-21

TX RA
APPROVED_RES

Since 2020-04-02
NJ RA
APPROVED

Since 2016-01-21

Branch Locations

Barnegat, NJ • United States

20 Linden Place, Red Bank, NJ 07701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Red Bank	NJ	01/2016	Present

01/2016 → Present

Morgan Stanley

Red Bank, NJ

Previous Registrations

2012-10-01 → 2016-01-05

J.P. Morgan Securities Llc

New York, NY

New York, NY

Jersey City, NJ

New York, NY

New York, NY

Jersey City, NJ
2012-05-17 → 2012-10-01

Chase Investment Services Corp.

New York, NY

Other Businesses

FINRA ARBITRATOR; NOT ACTIVE BUT MAINTAINS QUALIFIED LICENSE TO DO SO; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 0; START DATE: N/A; NOT INVESTMENT RELATED

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-09-17
S63	Uniform Securities Agent State Law Examination	1985-12-04

S66 Uniform Combined State Law Examination

2011-09-17
S63 Uniform Securities Agent State Law Examination

1985-12-04

Other Names

Carol Lynn Arzano
Carol Lynn Doran
Carol Doran
Carol Doran-Timmins

View on SEC IAPD