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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-21 |
Branch Locations
4444 Westheimer Road Suite G500, Houston, TX 77027 • United States
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Houston | TX | 04/2009 | 03/2025 |
| Usca Securities | Houston | TX | 03/2025 | Present |
| Arax Advisory Partners | Houston | TX | 06/2026 | Present |
| U.S. Capital Wealth Advisors, Llc | Houston | TX | 03/2025 | 06/2026 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1984-09-24 |
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