R. Dale Preator

Current Employers

Employment History

• 10/2014 → 03/2020
  Ameriprise Financial Services, Inc.
  Los Angeles, CA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Los Angeles, CA

Previous Registrations

• 2011-06-20 → 2014-10-03
  Lpl Financial Llc
  South El Monte, CA
  Ontario, CA
  Ontario, CA
  Fort Mill, SC
  Ontario, CA
  South Pasadena, CA
  San Gabriel, CA
  Monrovia, CA
  Manhattan Beach, CA
  La Canada, CA
  Glendale, CA
  El Segundo, CA
  Arcadia, CA
• 2011-03-29 → 2011-07-11
  Uvest Financial Services Group, Inc.
  Ontario, CA
  Charlotte, NC
• 2002-09-13 → 2003-10-31
  Msi Financial Services, Inc.
  Los Angeles, CA

Other Businesses

Real Estate Ownership; Lot/Land; 835 Canary Way, #131, Boulder City, NV, 89005; Not Investment-Related; 02/08/2024 / Multi-Family; 7447 Royal Street, Unit 153, Park City, UT, 84060; Not Investment-Related; 03/01/2005. Fiduciary Activities; Administrator. Board of Directors; Earthfire Institute; Member, Board of Directors. Treasurer; 5507 No Baseline Rd, , Tetonia, ID, 83452; Investment-Related; 06/01/2023; 1 to 9 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-02-06
• S63 Uniform Securities Agent State Law Examination
  1991-01-14

Other Names

• Dale Preator
• R Dale Preator
• Rodney Dale Preator
• R. Dale Dale Preator
• Rodney Dale Preator