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Peter Richard Gardiner

The Investment House LLC

Venice, CA

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Current Employers
The Investment House Llc

210 Avenue I Ste C, Redondo Beach, CA 90277 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-11-07
  • CA RA
    APPROVED
    Since 2012-11-07

Branch Locations

Venice, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial Yes
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Investment House Llc Los Angeles CA 06/2012 Present
Previous Registrations
  • 2012-05-22 → 2012-07-10
    Merriman Wealth Advisors
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-21
S63 Uniform Securities Agent State Law Examination 1994-06-13
  • S66 Uniform Combined State Law Examination
    2012-05-21
  • S63 Uniform Securities Agent State Law Examination
    1994-06-13

View on SEC IAPD

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