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Michael Farrell

Fidelity Institutional Wealth Adviser LLC

Hampden, MA

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Current Employers
Fidelity Institutional Wealth Adviser Llc

245 Summer Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2020-10-19
TX RA APPROVED 2020-10-14
  • MA RA
    APPROVED
    Since 2020-10-19
  • TX RA
    APPROVED
    Since 2020-10-14

Branch Locations

Hampden, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Financial Services Llc Smithfield RI 03/2014 Present
  • 03/2014 → Present
    National Financial Services Llc
    Smithfield, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-10
S63 Uniform Securities Agent State Law Examination 2019-03-11
  • S66 Uniform Combined State Law Examination
    2020-09-10
  • S63 Uniform Securities Agent State Law Examination
    2019-03-11
Other Names
  • Michael Fredrick Farrell
  • Michael Frederick Farrell

View on SEC IAPD

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