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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-08
FL RA APPROVED 2016-09-06
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • FL RA
    APPROVED
    Since 2016-09-06

Branch Locations

50 A1A North, Suite 112, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Ponte Vedra Beach FL 08/2016 Present
Morgan Stanley Private Bank, N.A. New York NY 10/2016 Present
  • 08/2016 → Present
    Ponte Vedra Beach, FL
  • 10/2016 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Other Businesses

1. REAL ESTATE OWNERSHIP LLC's:SINGLE FAMILY FOR ALL: 19301/100 BOARDWALK DR. UNIT 834 PONTE VEDRA BEACH FL/440 TIMBERWALK CT UNIT 911 PONTE VEDRA BEACH FL 32082/100 BOARDWALK DR UNIT 836 PONTE VEDRA BEACH FL 32082/840 SHORELINE CIRCLE PONTE VEDRA BEACH FL 32082,DEC 2009/COMMERCIAL,111 NATURES WALK PARKWAY UNIT # 106 ST AUGUSTINE FL 32092,SEPTEMBER 2007. RE: real estate LLC's/ spend an aggregate of 1 hour per month looking at books.(rents, problems,bank statements etc) RE: Jax Lax I spend zero hours per month 2. BUSINESS OWNERSHIP :FRANCIS REALTY & PROPERTY MANAGEMENT, LLC;SECRETARY;REAL ESTATE OWNERSHIP;VEDRA BEACH, FL 32082;YES INVESTMENT REAL ESTATE;JUNE 2010. 3. OUTSIDE BUSINESS ACTIVITIES :JAX LAX LLC;LLC ;SPORTING GOODS RETAIL;PASSIVE INVESTOR;110 CUMBERLAND PARK DR SUITE 104;NO;SEPTEMBER 2009;0 HRS. 4. Rental Property; PONTE VEDRA BEACH, FL; Rental; Investment related; real estate holdings and management; 06/2009; During business hours: 0; After business hours: 0 5. Montana Escondida S.A.; Investment related Yes; Rental; Role/position/job title (proprietor, partner, officer, director, employee, trustee, agent); Jan/2013; During business hours: 0; After business hours: 0; Earning rental income once the house is constructed 6. Propiedades Y Lotes Corona Del Mar, Sociedad Anonima; Investment related; Manuel Antonio, Costa Rica; Private Company; President (proprietor, partner, officer, director, employee, trustee, agent); Feb 2007; During business hours: 0; After business hours: 0.2 7. Anrod Corp S.A.; Investment related; Manuel Antonio, Costa Rica; Private Company; President (proprietor, partner, officer, director, employee, trustee, agent); Feb 2007; During business hours: 0; After business hours: 0.2 8. *318494 - Santa Sophia S.A.; Investment Related - Yes; Costa Rica; Other; Investor, Officer, Partner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 04/2006; During Business Hours: 0; After Business Hours: 1; Administrative. *318484 - Francis Realty & Property Management LLC; Investment related: Yes; ponte vedra beach, Florida; Real Estate; Partner(proprietor, partner, officer, director, employee, trustee, agent); 06/2009; During business hours: 1; After business hours: 1; My Wife is in real estate investing. I am a partner on the LLC. My duties are just to let her bounce her ideas off of me and add input RE; quality of the real estate aquistion

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-02
S63 Uniform Securities Agent State Law Examination 1984-08-29
  • S66 Uniform Combined State Law Examination
    2010-11-02
  • S63 Uniform Securities Agent State Law Examination
    1984-08-29
Other Names
  • Jack Francis
  • John T Francis
  • John Thomas Francis
  • John T Francis
  • John Francis

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