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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2020-11-12 |
Branch Locations
51 Jfk Parkway First Floor West, Short Hills, NJ 07078 • United States
Chatham, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 12/2008 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 11/2020 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
| Cetera Advisors Llc | Short Hills | NJ | 09/2022 | Present |
1.) ANTHONY LEE; AGENT; INSURANCE; START DATE: 12/1/2008. 2.) COMMERCE AND INDUSTRY ASSOCIATION OF NEW JERSEY. MEMBER. START DATE 1/31/2011. 3.) MONTGOMERY ACADEMY FOUNDATION; TRUSTEE; NON-PROFIT ORGANIZATION; START DATE 09/15/2011; 8 HOURS PER MONTH. 4.) SEND OUT CARDS; OTHER; OTHER; START DATE 12/01/2011; 4 HRS. PER MONTH. 5.) ADP; Referral Consultant; Consulting; start date 08/01/2016; 4 hours per month. 6.) CARDINAL HILL WEALTH ADVISORY GROUP; PRESIDENT; DBA )ONLY OFFERS FIRST ALLIED PRODUCTS/SERVICES) START DATE 12/23/2020; 160 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 1985-12-21 |
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