James J Karabas

Current Employers

Employment History

• 01/2016 → Present
  Embree Financial Group
  Chicago, IL

Previous Registrations

• 2013-09-27 → 2016-01-11
  Waddell & Reed
  Elgin, IL
• 2012-11-13 → 2013-04-01
  Vestor Capital, Llc
  Chicago, IL
• 2006-09-12 → 2012-10-30
  Vestor Capital Partners, Llc
  Chicago, IL
• 1998-04-12 → 2006-09-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
  Chicago, IL

Other Businesses

James Karabas is the Owner of Pente Consulting LLC; Investment related: No; Location: 617 Green Bay Road Wilmette IL 60091; Description: Litigation support and consulting;; Responsibilities Duties: Pente Consulting provides litigation support to attorneys involved with arbitrating or litigating cases for plaintiffs/claimants or defendants/respondents in the Financial Services industry. All work is performed outside market hours and does not conflict with current job responsibilities; Start date: 2024-01-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 2.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-07-08
• S63 Uniform Securities Agent State Law Examination
  1984-09-24

Designations

Other Names

• James J Karabas
• Jim Karabas