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Craig Linden

Spectrum Ac Advisors, LLC

New York, NY

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Current Employers
Spectrum Ac Advisors, Llc

New York, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-03
  • NY RA
    APPROVED
    Since 2021-11-03

Branch Locations

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self New York NY 09/2002 Present
Hughes Berkshire Advisory, Llc New York NY 10/2014 Present
Spectrum Ac Advisors, Llc New York NY 01/2015 Present
  • 09/2002 → Present
    Self
    New York, NY
  • 10/2014 → Present
    Hughes Berkshire Advisory, Llc
    New York, NY
  • 01/2015 → Present
    New York, NY
Previous Registrations
  • 2015-04-23 → 2019-12-12
    Hughes Berkshire Advisory, Llc
    New York, NY
Other Businesses

CRAIG JOSEPH LINDEN IS A REAL ESTATE BROKER OR DEALER. FROM TIME TO TIME, HE WILL OFFER CLIENTS ADVICE OR PRODUCTS FROM THIS ACTIVITY. CLIENTS SHOULD BE AWARE THAT THESE SERVICES PAY A COMMISSION AND INVOLVE A POSSIBLE CONFLICT OF INTEREST, AS COMMISSIONABLE PRODUCTS CAN CONFLICT WITH THE FIDUCIARY DUTIES OF A REGISTERED INVESTMENT ADVISER. HUGHES BERKSHIRE ADVISORY, LLC ALWAYS ACTS IN THE BEST INTEREST OF THE CLIENT; INCLUDING IN THE SALE OF COMMISSIONABLE PRODUCTS TO ADVISORY CLIENTS. CLIENTS ARE IN NO WAY REQUIRED TO IMPLEMENT THE PLAN THROUGH ANY REPRESENTATIVE OF HUGHES BERKSHIRE ADVISORY, LLC IN THEIR CAPACITY AS A REAL ESTATE DEALER OR BROKER. Activities include consultation, real property investment sales, and procurement of mortgage financing.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-07
S63 Uniform Securities Agent State Law Examination 2004-09-20
  • S65 Uniform Investment Adviser Law Examination
    2014-08-07
  • S63 Uniform Securities Agent State Law Examination
    2004-09-20
Other Names
  • Craig Joseph Linden

View on SEC IAPD

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