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Dixon Leon Gardner

Mt. Timp Capital

Winnetka, CA

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Current Employers
Mt. Timp Capital

Winnetka, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-02-21
  • CA RA
    APPROVED
    Since 2023-02-21

Branch Locations

Winnetka, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Madison Law, Apc Irvine CA 10/2014 Present
St. Francis School Of Law Newport Beach CA 06/2014 12/2018
  • 10/2014 → Present
    Madison Law, Apc
    Irvine, CA
  • 06/2014 → 12/2018
    St. Francis School Of Law
    Newport Beach, CA
Other Businesses

Name of other business: Madison Law, a Professional corporation (referred to hereafter as "Madison Law, APC"). Madison Law, APC is a full service law firm that does not engaged in investment-related business. The address of Madison Law, APC is 17702 Mitchell North, Irvine, CA 92614. I am a senior attorney at Madison Law, APC. I started working for Madison Law, APC in October of 2014. I work between 160 and 200 hours per month at Madison Law, APC. My work day begins at 9:00 am and ends around 7:00 pm from Monday to Friday, which work hours occur during securities trading hours. I work on preparing pleadings and conducting discovery and litigating civil cases in Superior Courts in California and federal District Courts in California. I work on representing debtors and creditors in bankruptcy cases in federal bankruptcy courts in California. I plan and draft transaction documents for business transactions, such as buying and selling businesses; lending money to businesses on a secured and unsecured basis, and work on private securities placements done under Regulation D.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-26
S63 Uniform Securities Agent State Law Examination 1984-08-21
  • S65 Uniform Investment Adviser Law Examination
    2022-09-26
  • S63 Uniform Securities Agent State Law Examination
    1984-08-21

View on SEC IAPD

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