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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2014-10-02
  • TN RA
    APPROVED
    Since 2014-10-02

Branch Locations

Knoxville, TN • United States

124 Perimeter Park Rd Ste 102-G, Knoxville, TN 37922 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Knoxville TN 06/1984 Present
Primerica Financial Services Knoxville TN 02/1991 Present
  • 06/1984 → Present
    Knoxville, TN
  • 02/1991 → Present
    Primerica Financial Services
    Knoxville, TN
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Self-employed Gardener, Not investment related, Knoxville, TN, Nature: Gardening, 2020 to Present, 10 hours per month (0 hours per month during securities trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-20
S63 Uniform Securities Agent State Law Examination 1984-08-16
  • S65 Uniform Investment Adviser Law Examination
    2014-08-20
  • S63 Uniform Securities Agent State Law Examination
    1984-08-16

View on SEC IAPD

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