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Inglewood, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Process Management Group, Llc | Inglewood | CA | 04/2002 | Present |
| Top Capital Advisors Inc | Inglewood | CA | 05/2013 | Present |
| Atlantic Street Capital Partners | New York | NY | 05/2021 | Present |
SOLE OWNER OF THE PROCESS MANAGEMENT GROUP, LLC WHICH IS A CALIFORNIA REGISTERED INVESTMENT ADVISER - SOLE OWNER OF TOP CAPITAL ADVISORS INC WHICH IS A FINRA MEMBER BROKER DEALER, CRD# 166881.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-08 |
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