Janet R Marmo

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sugar Grove, IL

Claim This Profile

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-01-15
IL	RA	APPROVED	2007-12-03

TX RA
APPROVED_RES

Since 2009-01-15
IL RA
APPROVED

Since 2007-12-03

Branch Locations

Sugar Grove, IL • United States

2021 Spring Rd, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch	Oak Brook	IL	11/2007	Present
Bank Of America, N.A.	Oak Brook	IL	04/2019	Present

11/2007 → Present

Merrill Lynch

Oak Brook, IL
04/2019 → Present

Bank Of America, N.A.

Oak Brook, IL

Previous Registrations

2006-08-07 → 2007-11-15

Citigroup Global Markets Inc.

Naperville, IL
2004-12-17 → 2006-08-09

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Naperville, IL

Lisle, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-10-20
S63	Uniform Securities Agent State Law Examination	1988-10-10

S66 Uniform Combined State Law Examination

2004-10-20
S63 Uniform Securities Agent State Law Examination

1988-10-10

Other Names

Janet Rae Marmo

View on SEC IAPD

More in Sugar Grove, IL

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor